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Norms of Fiction-Making: the Fictionality of Films

Manuel García-Carpintero
University of Barcelona

Under the influence of Walton (1990), several writers including Currie (1990), Lamarque & Olsen (1994), Davies (2007, ch. 3, 2012) and Stock (2011, ms) have proposed accounts of the distinction between fiction and non-fiction on which the former essentially involves an invited response of imagining or make-believe. Forcefully contesting these views in a recent series of papers, Stacie Friend (2008, 2011, 2012) argues for the claim that “there is no conception of ‘imagining’ or ‘make-believe’ that distinguishes a response specific to fiction as opposed to non-fiction” (2012, 182-3), recommending “that we give up the quest for necessary and sufficient conditions for fictionality” (2008, 166). Instead, Friend advances an account of fiction and non-fiction as genres – super-genres encompassing species such as the historical novel on the one hand or literary biography on the other. Following here another influential work by Walton (1970), she proposes a relational, historical, context-sensitive account of such genres. Friend (2012, 188) appeals to Walton’s distinction between standard, nonstandard and variable properties; in particular, she counts prescriptions to imagine as a standard property of fiction. In thus relying on some relatively intrinsic properties, over and above the purely relational ones, her account is an impure version of genealogicalinstitutional accounts of kinds, thereby differing from the infamous account of art as a category conferred without constraints by “the Artworld” (2012, 193).

In recent work (García-Carpintero 2013), I have defended a version of the prescriptions to imagine account of fiction from Friend’s criticisms. Like Currie and the other writers, I suggest to think of fictions as (results of) speech acts; unlike them, however, I take the normative characterization literally, assuming an Austinian account of such acts in contrast to the Gricean account in terms of communicative intentions that these authors rely on. Independently of the present dispute, a normative account fares better relative to the intentionalism/conventionalism debate about the interpretation of fictions. More to the present point, by separating the constitutive nature of fiction from the vagaries of context-sensitive genre classification, it allows us to grant the forceful points that Friend makes, while rejecting her main claim. On the suggested view, prescriptions to imagine are not mere Waltonian standard properties of fictions, but are constitutive of them, and thus imagining does distinguish a response specific to fiction as opposed to non-fiction. The historically changing, contextual features that Friend relies on have an important role to play; not in the determination of the fiction/non-fiction normative kinds, but rather of their applications to particular cases – i.e., in establishing when a work is to be evaluated as one or the other of those kinds, if this is a determinate matter at all.

Debates about fictionality like the one just rehearsed are typically held with literary works as illustrative paradigm cases. In my contribution, I aim to re-evaluate the debate by focusing instead on film. I will examine the extent to which the outlined proposal can distinguish paradigm cases of fictional films from paradigm cases of non-fictional (documentary) films, and how it can handle both the intrusion of reality in fictional film-works and that of imagination in purportedly veridical film-works. I will also examine how the account can handle controversial cases, such as some of Herzog’s (alleged) documentaries. I will argue that the proposal improves on alternative speech-account accounts that assume the Gricean paradigm by Carroll (1997), Currie (1999), Plantinga (2005) or Ponech (1997).